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This As the NSTIC work program evolves, we can expect to see multiple proposed solutions put forward that promise to deliver a new generation of online services.  To the extent that the various solutions are competing for adoption, it will be necessary to evaluate them against each other for relative costs and benefits.  Such comparisons will be quite challenging because proposed solutions will be built on disparate and seemingly incommensurable models (architectures, protocol stacks).

What follows is intended as a first step toward an analytical framework that would allow us to meaningfully compare and contrast widely different solutions to given usage scenarios in the general space of web security.  For a given problem, SAML-federation-based solutions To take an example a SAML-based solution to a given problem might initially appear quite orthogonal to , for example, UMA-based solutions, even for solution to the same usage scenario. Yet in ambitious ventures such as NSTIC, we need to be able to make meaningful comparisons between drastically different proposed solutions.The initial goal here problem. Yet for the reasons cited above it will be important to be able to evaluate and compare one against the other.

A prerequisite step will be to define a spanning set of atomic functions (technology and protocol-agnostic to the degree possible) that can be shown to be combinable composable in different ways to compose commonly discussed multi-capability service and application models. The services and applications are the typical units of analysis when a given model is being presentedthat correspond to familiar protocol-based solution families.

The following is offered as an introductory example. Imagine that a university offers students a tab in its portal service they can use to manage their white-pages entry in the online campus directory. Let's say that students should be allowed to control The service allows the student to specify which elements of their his/her white pages information should be viewable by anyone and which should be viewable only by faculty, staff and students at the same institutioninstitutions within a specified set.

Table I: Atomic functionality required to implement such a management tool and the associated online white pages editing and delivery tool with their composition under two different models:

Authentication
StepName

Relevant actor actors or componentcomponents

in SAML federation model

Relevant actor actors or componentcomponents

in UMA model

1Request End User AResource Owner
AuthenticateAuthentication Service fronting SAML IdPAuthentication Service fronting Resource Server
Request Authorization to edit White Page (WP) InformationEnd User ARequesting Party A
to edit one's own protected White Page (WP) informationPerson A as end user --> WP Editing App behind SAML SPPerson A as end user --> WP Client App on Resource Server (RS)
2Challenge for IdentityAuthN Service fronting SAML IdP --> Person A as end userAuthorization Server (AS) protecting RS --> Person A as end user
3Claim IdentityPerson A as end user --> AuthN Service fronting SAML IdPPerson A as Resource Owner --> Authorization Server (AS) protecting RS
4Verify Claimed IdentityAuthentication Service fronting SAML IdP --> Person A as end userAS protecting RS --> Person A as Resource Owner (RO)
5Grant Authorization to edit WP InformationPortal Tab WP Editing App behind SAML SP Authorization Server--> Person A as end userAS protecting RS --> Person A as RO
6Edit WP InformationEnd User AResource OwnerPerson A as end user --> WP Editing App behind SAML SPPerson A as RO --> WP Client App on RS
7Set Access Policy for WP InformationEnd User AResource Owner(Done on behalf of Person A by IdP admin per attribute release policy)Person A as RO --> AS
8Persist Access Policy for WP InformationNot SAML SpecifiedAuthorization Server
Put WP Information OnlinePortal TabResource Server
SAML Attribute Release Config FilesAS
9Make WP Information Available OnlineWP AppResource Server
10Discover White Pages for given userPerson B as end userService Registration; Person B as Requesting Party
11Search/Find Person WP InformationEnd User Person B as end userPerson B as Requesting Party B
12Request Authorization for WP Information AccessEnd User Person B as end userPerson B as Requesting Party
13
  • (Repeat steps 1-5 substituting Person B as Requesting Party for Person A as Resource Owner)
  
14Grant Authorization for WP Information Access per PolicyPortal Tab WP App behind SAML SPAuthorization Server
15Show WP InformationPortal Tab WP AppResource Server or a Client of Resource Server

This simple example already highlights some differences between a SAML-based solution and an UMA-based solution. Note that functions performed by the Portal Tab App WP App in the SAML model are carried out by more than one component in the UMA model.  This helps explain the need in the UMA model for a protocol for cooperatively provided services in the UMA model–The services–The Resource Server and Authorization Server need to collaborate to accomplish the usage scenario.  Conversely the comparison highlights that some elements of the usage scenario are " out of band" scope with respect to the SAML model. A In other words, a full solution would have to be "SAML plus".

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